1 (13) Finanssivalvonnalle tehdyt poikkeusilmoitukset liputusvelvollisuudesta Allianz SE, Germany Allianz Asset Management GmbH, Germany Allianz SE, Germany Allianz Asset Management GmbH, Germany Allianz Asset Management of America Holdings Inc., USA Allianz Asset Management of America LLC, USA Allianz Asset Management of America L.P., USA Pacific Investment Management Company LLC, USA Pimco Deutschland GmbH, Germany Allianz Global Investors GmbH, Germany Tokio Marine Rogge Asset Mgmt Ltd, UK Alla on lueteltu Finanssivalvonnalle (entinen Rahoitustarkastus) tehdyt poikkeusilmoitukset liputusvelvollisuudesta. Poikkeukset perustuvat arvopaperimarkkinalain (746/2012, muutoksineen) 9 luvun 8 a :ään ja sitä edeltäneisiin säännöksiin. Poikkeukset koskevat Euroopan talousalueella toimiluvan saaneita rahastoyhtiöitä, yhteissijoitusyrityksiä ja sijoituspalvelun tarjoajia. Tällaisen yhtiön emoyhtiön ei tarvitse laskea omistusosuuksiaan yhteen rahastoyhtiöiden hallinnoimien sijoitusrahastojen omistamien osakkeiden ja yhteissijoitusyrityksen omistamien osakkeiden kanssa eikä arvopaperinvälittäjien omaisuudenhoitosopimusten nojalla hallinnoimien osakkeiden kanssa edellyttäen, että näitä osakkeita hallinnoidaan emoyhtiöstä riippumatta. 14.5.2019 FIVA 1/02.05.11/2019 Pimco Global Advisors (Luxembourg )S.A., Luxembourg 14.5.2019 FIVA 1/02.05.11/2019
2 (13) Allianz SE, Germany Allianz Asset Management GmbH, Germany Allianz Asset Management of America Holdings Inc., USA Allianz Asset Management of America LLC, USA Allianz Asset Management of America L.P., USA Pacific Investment Management Company LLC, USA Pimco Global Advisors LLC, USA Allianz SE, Germany Allianz Holding eins GmbH Allianz Elementar Versicherungs- Aktiengesellschaft Franklin Resources, Inc. Affiliated Managers Group, Inc AMG New York Holdings Corp. AMG Atlantic Holdings Ltd. AMG Genesis, LLC Genesis Asset Managers, LLP Pimco Global Advisors (Ireland) Ltd., Ireland Pimco Europe Ltd, UK Allianz Investmentbank Aktiengesellschaft, Austria Allianz Invest Kapitalanlagegesellschaft mbh, Austria Franklin Templeton Investment Management Limited, UK Franklin Templeton Fund Management Limited, UK Edinburgh Partners Limited, UK 14.5.2019 FIVA 1/02.05.11/2019 14.5.2019 FIVA 1/02.05.11/2019 14.3.2019 FIVA 2/02.05.11/2019 Genesis lnvestment Management, LLP, United Kingdom 22.10.2018 FIVA 11/02.05.11/2018
3 (13) Affiliated Managers Group, Inc AMG New York Holdings Corp. AMG UK Holdings Ltd. AMG Plymouth UK Holdings (1) Limited Pantheon Holdings Limited Pantheon Ventures Limited Affiliated Managers Group, Inc AMG New York Holdings Corp. AMG UK Holdings Ltd. VAM Bidco Limited Affiliated Managers Group, Inc AMG New York Holdings Corp. Arrow Acquisition LLC Artemis lnvestment Management LLP Affiliated Managers Group, Inc AMG New York Holdings Corp. Arrow Acquisition LLC Pantheon Ventures (UK) LLP, United Kingdom 22.10.2018 FIVA 11/02.05.11/2018 Veritas Asset Management LLP, United Kingdom 22.10.2018 FIVA 11/02.05.11/2018 Artemis Fund Managers Limited, United Kingdom 22.10.2018 FIVA 11/02.05.11/2018 Artemis lnvestment Management LLP, United Kingdom 22.10.2018 FIVA 11/02.05.11/2018
4 (13) Deutsche Bank AG Concept Fund Solution PLC- xtrackers (IE) PLC, lreland CORPORATE II, Luxembourg CORPORATE III, Luxembourg CORPORATE XII, Luxembourg DB ADVISORY MULTIBRANDS, Luxembourg DB PBC, Luxembourg DB Platinum II - closed 19.10.2017, Luxembourg DB Platinum III - closed 05.02.2016, Luxembourg DB Platinum IV, Luxembourg DB Platinum, Luxembourg DB PRIVATMANDAT COMFORT, Luxembourg DB PWM, Luxembourg DEAWM FIXED MATURITY, Luxembourg Deutsche Alternative Asset Management (Global) Limited, United Kingdom Deutsche Alternative Asset Management (UK) Limited, United Kingdom Deutsche Asset Management (UK) Limited, United Kingdom Deutsche Asset Management S.A., Luxembourg Deutsche Asset Management S.G.I.I.C., S.A., Spain 28.9.2018 FIVA 10/02.05.11/2018
5 (13) Deutsche Bank AG Deutsche Bank (Suisse) SA, Switzerland Deutsche Bank Luxembourg S.A., Luxembourg Deutsche Bank Osterreich AG, Austria Deutsche Bank Societa per Azioni, ltaly Deutsche Bank, Sociedad Anonima Espanola, Spain DEUTSCHE CONCEPT, Luxembourg Deutsche Global Liquidity Series PLC, lreland DEUTSCHE INSTITUTIONAL, Luxembourg Deutsche International Corporate Services (lreland) Limited, lreland DEUTSCHE INVEST II, Luxembourg Deutsche Noor lslamic Funds PLC, lreland Deutsche Oppenheim Family Office AG, Germany DWS Alternatives GmbH (renamed 30.08.2018), Germany DWS FLEXPENSION, Luxembourg DWS FUNDS, Luxembourg DWS GARANT, Luxembourg DWS Group GmbH & Co. KGaA, Germany DWS Grundbesits GmbhH (renamed 30.08.2018), Germany Dws International GmbH, Germany DWS INVEST (renamed on 14.08.2018), Luxembourg Dws lnvestment GmbH, Germany DWS lnvestmentaktiengesellschaft mit Teil-gesell schatt vermogen, Germany DWS SELECT, Luxembourg Sai. Oppenheim jr. &Cie. AG & Co. Kom- manditgesellschaft auf Aktien, Germany WEPLA Beteiligungsgesellschaft mbh, Germany Whale Holdings S.a.r.l., Luxembourg XTRACKERS II, Luxembourg XTRACKERS, Luxembourg 28.9.2018 FIVA 10/02.05.11/2018
6 (13) Nordea Bank Abp Amundi Amundi Asset Management Nordea Funds Ltd, Finland Nordea Investment Funds S.A., Luxembourg Pioneer Asset Management A.S., Czech Republic Pioneer Asset Management S.A., Luxembourg Pioneer Asset Management SAI S.A., Romania Pioneer Investment Company A S, Czech Republic Pioneer Investment Fund Management Limited, Hungary Pioneer Investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Investments Austria GmbH, Austria Pioneer Investments Kapitalanlagegesellschaft GmbH, Germany KBI Fund Managers Ltd, Ireland KBI Global Investor Ltd, Ireland KBI Global Investor (North America) Ltd, Ireland Pioneer Asset Management A.S., Czech Republic Pioneer Asset Management S.A., Luxembourg Pioneer Asset Management SAI S.A., Romania Pioneer Investment Company A S, Czech Republic Pioneer Investment Fund Management Limited, Hungary Pioneer Investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Investments Austria GmbH, Austria Pioneer Investments Kapitalanlagegesellschaft GmbH, Germany KBI Fund Managers Ltd, Ireland KBI Global Investor Ltd, Ireland KBI Global Investor (North America) Ltd, Ireland 6.9.2018 FIVA 8/02.05.11/2018 23.6.2017 FIVA 7/02.05.11/2017 23.6.2017 FIVA 7/02.05.11/2017
7 (13) Crédit Acricole Amundi Alternative Investments Ireland, Ireland Amundi Asset Management, France Amundi Austria GmbH, Austria Amundi Iberia SGIIC, SA, Spain Amundi Immobilier, France Amundi Luxembourg SA, Luxembourg Amundi Polska TFI, Poland Amundi Private Equity Funds, France Amundi Real Estate Italia SGR SPA, Italia Amundi Real Estate Luxembourg, Luxembourg Amundi Società di Gestione del Risparmio S.p.A, Italia Amundi UK Ltd, United Kingdom BFT Investment Managers, France CPR Asset Management, France Etoile Gestion, France Investicni Kapitalova Spolecnost KB, a.s, Czech Republic Pioneer Asset Management A.S., Czech Republic Pioneer Asset Management S.A., Luxembourg Pioneer Asset Management SAI S.A., Romania Pioneer Inestments Austria GmbH, Austria Pioneer Investment Company A S, Czech Republic Pioneer Investment Fund Management Limited, Hungary, Pioneer Investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Investments Kapitalanagegesellschaft GmbH Société Générale Gestion S2G, France Tikehau Capital Europe Ltd, United Kingdom 23.6.2017 FIVA 10/02.05.11/2017 Sampo Plc Mandatum Life Insurance Company Limited 5.7.2017 FIVA 5/02.05.11/2016
8 (13) Mandatum Life Insurance Company Limited Handelsbankens Fondbolagsförvaltning AB Svenska Handelsbanken AB (publ) Innova Services Ltd Mandatum Life Insurance Baltic SE Mandatum Life Investment Services Ltd Mandatum Life Services Ltd Mandatum Life Fund Management S.A. Handelsbanken Fonder AB, Sweden Handelsbanken Fondbolag Ab, Finland Handelsbanken Kapitalförvaltning AS, Norway Handelsbanken Funds, Luxembourg Handelsinvest Investeringsforvaltning A/S, Denmark Handelsbanken Fonder AB, Sweden Handelsbanken Fondbolag Ab, Finland Handelsbanken Kapitalförvaltning AS, Norway Handelsbanken Funds, Luxembourg Handelsinvest Investeringsforvaltning A/S, Denmark Heartwood Wealth Management Limited, UK 28.10.2016 FIVA 5/02.05.11/2016 24.9.2015 17.6.2013 21.9.2015 17.6.2013 FIVA 19/02.05.11/2015 FIVA 6/02.05.11/2013 FIVA 20/02.05.11/2015 FIVA 6/02.05.11/2013
9 (13) Swedbank AB, Sweden Swedbank Robur AB Swedbank AS, Estonia Swedbank AS (Portfolio management), Latvia Swedbank AB (Private Wealth Management Division), Lithuania Swedbank Management Company S.A., Luxembourg 12.8.2014 13.5.2009 FIVA 13/02.05.11/2014 11/206/2009
10 (13) Swedbank Robur AB Swedbank Investeerimsfondid AS, Estonia Swedbank Robur Kapitalförvaltning AB Swedbank Robur Fonder AB Swedbank investiciju valdymas, UAB, Lithuania Swedbank Ieguldijumu Parvaldes Sabiedriba AS, Latvia Swedbank Investeerimisfondid AS, Estonia Swedbank Asset Management AS, Norway Banko Fonder AB, Sweden 12.8.2014 25.5.2011 13.5.2009 FIVA 13/02.05.11/2014 FIVA 2/02.05.11/2011 11/206/2009 Hansa Private Equity Partners S.a.r.l., Luxembourg 12.8.2014 FIVA 13/02.05.11/2014 OP-Pohjola osk OP-Rahastoyhtiö Oy 13.6.2011 FIVA 1/02.05.11/2011 DB NOR ASA DB NOR Kapitalforvaltning AS, Norway DnB NOR Asset Management AB, Sweden Carlson Fund Management AB, Sweden Calson Fonder AB, Sweden 14.2.2011 1/207/2011
11 (13) UniCredit S.p.A. UniCredit Bank Austria AG, Austria Pioneer Investments Austria GmbH, Austria Schoellerbank Invest AG, Austria Pioneer Investment Company A.S., Czech Republic Pioneer Asset Management A.S., Czech Republic UniCredit Bank AG, Germany Pioneer Investments Kapitalanlagegesellschaft mbh, Germany Internationale Immobilien Institut GmbH, Germany Status Vermögensverwaltung GmbH, Germany Bankhaus Neelmeyer AG, Germany Europa Investment Fund Management Limited, Hungary Pioneer Investment Fund Management Limited, Hungary Pioneer investment Management Limited, Ireland Pioneer Alternative Investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Alternative Investment Management S.G.R.p.A., Italy Pioneer Asset Management S.A., Luxembourg Structured Invest Societe Anonyme, Luxembourg UniCredit Luxembourg S.A., Luxembourg Bank Pekao S.A., Poland Pekao Pioneer Universal Pension Company S.A., Poland Pioneer Pekao Investment Management S.A., Poland Pioneer Pekao Investment Fund Company S.A., Poland Pioneer Asset Management SAI S.A., Romania 12.10.2010 7/207/2010 Sampo Pankki Oyj Sampo Rahastoyhtiö Oy 19.8.2009 2/207/2009
12 (13) Allianz Global Investors AG, Germany Allianz Global Investors Europe Holding GmbH, Germany Allianz Global Investors Deutschland GmbH, Germany Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany ALPHA TRUST INVESTMENT SERVICES S.A RCM (UK) Ltd, UK Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany Allianz Global Investors Advisory GmbH, Germany Allianz Global Investors Luxembourg S.A., Luxemburg Allianz Global Investors Ireland Ltd, Ireland RCM (UK) Ltd, UK Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany Allianz Global Investors Advisory GmbH, Germany Allianz Global Investors Luxembourg S.A., Luxemburg Allianz Global Investors Ireland Ltd, Ireland Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany Allianz Global Investors Advisory GmbH, Germany Allianz Global Investors Luxembourg S.A., Luxemburg Allianz Global Investors Ireland Ltd, Ireland Allianz Global Investors Luxembourg S.A., Luxemburg Allianz Global Investors Ireland Ltd, Ireland Taylor Young Investment Management Ltd. Alpha Trust Mutual Fund Management S.A 14.9.2008 9/230/2008 14.9.2008 9/230/2008 14.9.2008 14.9.2008 29.11.2007 25/230/2007 WIENER STÄDTISCHE Versicherung AG Ringturm Kapitalanlagegesellschaft m.b.h 31.10.2007 24/230/2007
13 (13) Nordea Bank AB (publ) Nordea Rahastoyhtiö Suomi Oy Nordea Fondene Norge AS Nordea Fonder AB Nordea Investment Funds I S.A. Nordea Investment Funds S.A. Nordea Investment Management AB 17.9.2007 18/230/2007 Skandinaviska Enskilda Banken Ab (publ) SEB Gyllenberg Rahastoyhtiö Oy 27.6.2007 11/230/2007 SEB Gyllenberg Oy SEB Gyllenberg Rahastoyhtiö Oy 27.6.2007 11/230/2007 SEB Gyllenberg Private Bank Oy SEB Gyllenberg Rahastoyhtiö Oy 27.6.2007 11/230/2007